Skip to main navigation

CARES Act
Fee Schedules
Disclosures
Log In

Log In
Fee Schedules
Disclosures
Join LPL
Back to Main Menu Join LPL Join LPL Join LPL Join LPL Join LPL Why Choose LPL
Why Choose LPL
Establishing Your Business
Establishing Your Business
Managing Your Business
Managing Your Business
Growing Your Business
Growing Your Business
Work With a Financial Professional
Back to Main Menu Work With a Financial Professional Work With a Financial Professional Work With a Financial Professional Work With a Financial Professional Work With a Financial Professional Objective Advice
Objective Advice
- LPL Financial Regulatory Oversight
- Financial Tools & Resources
Before You Invest
Before You Invest
- LPL Financial Professionals
- Financial Objectives and Risk
After You Invest
After You Invest
Find a Financial Professional
Find a Financial Professional
About LPL
Back to Main Menu About Us What We Do
What We Do
- Mission & Values
- Our History
Social Responsibility
Social Responsibility
Careers at LPL
Careers at LPL
Our Financial Strength
Our Financial Strength
- Corporate Snapshot
- From the CEO
Media
Back to Main Menu Media Media Media Media Marketing Blog
Marketing Blog
Press Releases
Press Releases
Press Room
Press Room
Research and Insights
Research and Insights
Newsroom
Back to Main Menu Newsroom Newsroom Newsroom Newsroom Watch
Watch
Read
Read
Listen
Listen

Menu

Investor Relations

Investor Relations Home
Financials & Filings
Events & Presentations
Stock & Debt Information
Corporate Governance

Account View

Account View provides you secure access to your accounts from any device, anytime, anywhere.

GO

eRegistration Kit

Start your due diligence by filling out our completely confidential, non-binding Advisor Profile. Our Business Development team will follow up to discuss with you.

GO

Contact IR

Contact IR
Email Alerts

Email Alerts
RSS

RSS
Investor FAQs

Investor FAQs

Quarterly Results

Financials & Filings

Quarterly Results
Monthly Metrics
SEC Filings
Corporate Reports
All

Show all

2021

SECOND QUARTER

LPL Financial Announces Second Quarter 2021 Results 565.4 KB
LPL Financial Q2 2021 Key Metrics Presentation 575.2 KB
LPL Financial Q2 2021 Historical Information 861.2 KB
LPL Financial Q2 2021 Earnings Transcript 171.3 KB
LPL Financial Q2 2021 Form 10Q 557 KB

FIRST QUARTER

LPL Financial Announces First Quarter 2021 Results 273.4 KB
LPL Financial Q1 2021 Key Metrics Presentation 670.8 KB
LPL Financial Q1 2021 Investor Presentation 1.4 MB
LPL Financial Q1 2021 Historical Information 447.9 KB
LPL Financial Q1 2021 Earnings Transcript 173.3 KB
LPL Financial Q1 2021 Form 10Q 852.6 KB

2020

FOURTH QUARTER

LPL Financial Holdings Fourth Quarter 2020 Earnings Call
LPL Financial Announces Fourth Quarter 2020 Results 298.5 KB
LPL Financial Q4 2020 Key Metrics Presentation 373.2 KB
LPL Financial Q4 2020 Historical Information 601.2 KB
LPL Financial Q4 2020 Earnings Transcript 186 KB
LPL Financial Q4 2020 Form 10K 1.2 MB

THIRD QUARTER

LPL Financial Holdings Third Quarter 2020 Earnings Call
LPL Financial Announces Third Quarter 2020 Results 890.9 KB
LPL Financial Q3 2020 Key Metrics Presentation 929.2 KB
LPL Financial Q3 2020 Historical Information 540.2 KB
LPL Financial Q3 2020 Earnings Transcript 174.5 KB
LPL Financial Q3 2020 Form 10Q 1.5 MB
LPL Financial Q3 2020 Investor Presentation 1.7 MB

SECOND QUARTER

LPL Financial Holdings Second Quarter 2020 Earnings Call
LPL Financial Announces Second Quarter 2020 Results 892.2 KB
LPL Financial Q2 2020 Key Metrics Presentation 866.1 KB
LPL Financial Q2 2020 Investor Presentation 1.7 MB
LPL Financial Q2 2020 Historical Information 401.3 KB
LPL Financial Q2 2020 Earnings Transcript 182.5 KB
LPL Financial Q2 2020 Form 10Q 1.5 MB

FIRST QUARTER

LPL Financial Holdings First Quarter 2020 Earnings Call
LPL Financial Announces First Quarter 2020 Results 872.9 KB
LPL Financial Q1 2020 Key Metrics Presentation 976.9 KB
LPL Financial Q1 2020 Historical Information 374.7 KB
LPL Financial Q1 2020 Earnings Transcript 195.6 KB
LPL Financial Q1 2020 Investor Presentation 1.4 MB

2019

FOURTH QUARTER

LPL Financial Holdings Fourth Quarter and Full Year 2019 Earnings Call
LPL Financial Announces Fourth Quarter and Full Year 2019 Results 907.7 KB
LPL Financial Q4 2019 Key Metrics Presentation 1 MB
LPL Financial Q4 2019 Historical Quarterly Activity 148.1 KB
LPL Financial Q4 2019 Historical Monthly Activity 138.4 KB
LPL Financial Q4 2019 Historical Management Statement of Operations 164.3 KB
LPL Financial Q4 2019 Earnings Transcript 194.1 KB
LPL Financial 2019 Form 10K 2.4 MB

THIRD QUARTER

LPL Financial Holdings Third Quarter 2019 Earnings Call
LPL Financial Announces Third Quarter 2019 Results 909.7 KB
LPL Financial Q3 2019 Key Metrics Presentation 1 MB
LPL Financial Q3 2019 Historical Quarterly Activity 150.6 KB
LPL Financial Q3 2019 Historical Monthly Activity 139.8 KB
LPL Financial Q3 2019 Historical Management Statement of Operations 165.3 KB
LPL Financial Q3 2019 Earnings Transcript 202.1 KB
LPL Financial Q3 2019 Form 10-Q 670.7 KB
LPL Financial Q3 2019 Investor Presentation 1.5 MB

SECOND QUARTER

LPL Financial Holdings Second Quarter 2019 Earnings Call
LPL Financial Announces Second Quarter 2019 Results 890.7 KB
LPL Financial Q2 2019 Key Metrics Presentation 1 MB
LPL Financial Q2 2019 Historical Quarterly Activity 151.5 KB
LPL Financial Q2 2019 Historical Monthly Activity 142.1 KB
LPL Financial Q2 2019 Historical Management Statement of Operations 170.1 KB
LPL Financial Q2 2019 Earnings Transcript 201.1 KB
LPL Financial Q2 2019 Investor Presentation 1.6 MB

FIRST QUARTER

LPL Financial Announces First Quarter 2019 Results 848.7 KB
LPL Financial Q1 2019 Key Metrics Presentation 931.1 KB
LPL Financial Q1 2019 Historical Quarterly Activity 31.4 KB
LPL Financial Q1 2019 Historical Monthly Activity 30.1 KB
LPL Financial Q1 2019 Historical Management Statement of Operations 37.7 KB
LPL Financial Q1 2019 Earnings Transcript 180.3 KB

2018

FOURTH QUARTER

LPL Financial Announces Fourth Quarter & Full Year 2018 Results 1 MB
LPL Financial Q4 2018 Key Metrics Presentation 1 MB
LPL Financial Q4 2018 Historical Quarterly Activity 149.2 KB
LPL Financial Q4 2018 Historical Monthly Activity 142.6 KB
LPL Financial Q4 2018 Historical Management Statement of Operations 156.2 KB
LPL Financial Q4 2018 Earnings Prepared Remarks 191 KB
LPL Financial Q4 2018 Investor Presentation 1.3 MB

THIRD QUARTER

LPL Financial Announces Third Quarter 2018 Results 984.6 KB
LPL Financial Q3 2018 Key Metrics Presentation 582.6 KB
LPL Financial Q3 2018 Investor Presentation 887.7 KB
LPL Financial Q3 2018 Historical Quarterly Activity 150.5 KB
LPL Financial Q3 2018 Historical Monthly Activity 144.8 KB
LPL Financial Q3 2018 Historical Management Statement of Operations 156.2 KB
LPL Financial Q3 2018 Earnings Call Transcript 140.3 KB

SECOND QUARTER

LPL Financial Announces Second Quarter 2018 Results 915.7 KB
LPL Financial Q2 2018 Key Metrics Presentation 533.4 KB
LPL Financial Q2 2018 Historical Quarterly Activity 130.2 KB
LPL Financial Q2 2018 Historical Monthly Activity 127.3 KB
LPL Financial Q2 2018 Historical Management Statement of Operations 138.3 KB
LPL Financial Q2 2018 Earnings Call Transcript 183.1 KB

FIRST QUARTER

LPL Financial Announces First Quarter 2018 Results 905.4 KB
LPL Financial Q1 2018 Key Metrics Presentation 551.4 KB
LPL Financial Q1 2018 Historical Quarterly Activity 148.6 KB
LPL Financial Q1 2018 Historical Monthly Activity 150.5 KB
LPL Financial Q1 2018 Historical Management Statement of Operations 161.8 KB
LPL Financial Q1 2018 Earnings Call Transcript 205.1 KB

2017

FOURTH QUARTER

LPL Financial Announces Fourth Quarter and Full Year 2017 Results 1.2 MB
LPL Financial Q4 2017 Key Metrics Presentation 694.6 KB
LPL Financial Q4 2017 Historical Quarterly Activity 184.5 KB
LPL Financial Q4 2017 Historical Management Statement of Operations 201.4 KB
LPL Financial Q4 2017 Earnings Call Transcript 1 MB

THIRD QUARTER

LPL Financial Announces Third Quarter 2017 Results 1.5 MB
LPL Financial Q3 2017 Key Metrics Presentation 835.9 KB
LPL Financial Q3 2017 Investor Presentation 1.3 MB
LPL Financial Q3 2017 Earnings Call Transcript 265.8 KB

SECOND QUARTER

LPL Financial Announces Second Quarter Results 1.4 MB
LPL Financial Q2 2017 Key Metrics Presentation 488.1 KB
LPL Financial Q2 2017 Investor Presentation 875 KB
LPL Financial Q2 2017 Earnings Call Transcript 243.5 KB

FIRST QUARTER

LPL Financial Announces First Quarter Results 1 MB
LPL Financial Q1 2017 Key Metrics Presentation 486.2 KB
LPL Financial Historical Quarterly Activity for Q1 2015 - Q1 2017 96.4 KB
LPL Financial Investor Presentation 852.8 KB

2016

FOURTH QUARTER

LPL Financial Announces Fourth Quarter and Full Year 2016 Results 1 MB
LPL Financial Q4 2016 Key Metrics Presentation 485.5 KB
LPL Financial Historical Net New Assets for 2015-2016 14.9 KB

THIRD QUARTER

LPL Financial Announces Third Quarter 2016 Results 988.4 KB

SECOND QUARTER

LPL Financial Announces Second Quarter 2016 Results 1.2 MB

FIRST QUARTER

LPL Financial Announces First Quarter 2016 Results 1.4 MB

2015

FOURTH QUARTER

LPL Financial Announces Fourth Quarter and Full Year 2015 Results 1 MB
Q4 2015 Financial Supplement 949 KB

THIRD QUARTER

View Financial Supplement 960.6 KB
LPL Financial Announces Financial Results for Third Quarter 2015 664.8 KB

SECOND QUARTER

View Financial Supplement 1 MB
LPL Financial Announces Financial Results for Second Quarter 2015 666.8 KB

FIRST QUARTER

View Supplemental Presentation 199.5 KB
LPL Financial Announces Financial Results for First Quarter 2015 770.9 KB
View Financial Supplement 976.9 KB

2014

FOURTH QUARTER

LPL Financial Announces Financial Results for Fourth Quarter 2014 988.9 KB
View Financial Supplement 1.3 MB

THIRD QUARTER

View Financial Supplement 1.2 MB
LPL Financial Announces Financial Results for Third Quarter 2014 818.7 KB

SECOND QUARTER

View Financial Supplement 1.2 MB
LPL Financial Announces Financial Results for Second Quarter 2014 824.4 KB

FIRST QUARTER

View Financial Supplement 869.3 KB
LPL Financial Announces Financial Results for First Quarter 2014 805.8 KB

2013

FOURTH QUARTER

View Financial Supplement 875.5 KB
LPL Financial Announces Financial Results for Fourth Quarter 2013 820 KB
LPL Financial Statement of Financial Condition December 31, 2013 1.2 MB

THIRD QUARTER

View Financial Supplement 1.2 MB
LPL Financial Announces Financial Results for Third Quarter 2013 990.3 KB

SECOND QUARTER

View Financial Supplement 1.2 MB
LPL Financial Announces Financial Results for Second Quarter 2013 819 KB
LPL Financial Statement of Financial Condition June 30, 2013 1 MB

FIRST QUARTER

View Financial Supplement 1.2 MB
LPL Financial Announces Financial Results for First Quarter 2013 766.8 KB

2012

FOURTH QUARTER

LPL Financial Announces Fourth Quarter and 2012 Year-End Financial Results
View Financial Supplement 1.1 MB
LPL Financial Statement of Financial Condition December 31, 2012 1.7 MB

THIRD QUARTER

View Financial Supplement 719.9 KB
LPL Financial Announces Third Quarter 2012 Financial Results

SECOND QUARTER

View Financial Supplement 639.2 KB
LPL Financial Announces Second Quarter 2012 Financial Results
LPL Financial Statement of Financial Condition June 30, 2012 1.5 MB

FIRST QUARTER

View Financial Supplement 395.8 KB
LPL Financial Announces First Quarter 2012 Financial Results

2011

FOURTH QUARTER

View Financial Supplement 380.7 KB
LPL Financial Announces Fourth Quarter and 2011 Year-End Financial Results
LPL Financial Statement of Financial Condition December 31, 2011 1.7 MB

THIRD QUARTER

View Financial Supplement 142.3 KB
LPL Financial Announces Third Quarter 2011 Financial Results

SECOND QUARTER

LPL Financial Announces Second Quarter 2011 Financial Results
LPL Financial Statement of Financial Condition June 30, 2011 817.5 KB
Form 10-Q

FIRST QUARTER

LPL Financial Announces First Quarter 2011 Financial Results
Form 10-Q

2010

FOURTH QUARTER

Form 10-K

THIRD QUARTER

LPL Financial Announces Third Quarter 2010 and Year-to-DateFinancial Results
Form 10-Q

SECOND QUARTER

LPL Financial Announces First Half and Second Quarter Financial Results
Form 10-Q

FIRST QUARTER

LPL Financial Announces First Quarter 2010 Financial Results 7.5 KB
Form 10-Q

2009

FOURTH QUARTER

LPL Financial Announces Full Year and Fourth Quarter 2009 Financial Results 7.6 KB
Form 10-K

THIRD QUARTER

LPL Financial Announces Year-to-Date and Third Quarter 2009 Financial Results 7.6 KB
Form 10-Q

SECOND QUARTER

Form 10-Q

FIRST QUARTER

Form 10-Q

2008

FOURTH QUARTER

Form 10-K
Form 10-K/A

THIRD QUARTER

Form 10-Q

SECOND QUARTER

Form 10-Q

FIRST QUARTER

Form 10-Q

Join LPL
Work With a Financial Professional
About Us
Media
Newsroom
Investor Relations
Careers at LPL
Terms of Service

Contact Us
Sitemap
Fee Schedules
SEC Share Class Initiative and Settlement
Privacy/Security
Disclosures
Exercise CCPA Rights

Austin LPL Financial
13620 N FM 620 Building C, Suite 200
Austin, TX 78717

Boston LPL Financial
75 State Street, 22^nd Floor
Boston, MA 02109

Fort Mill LPL Financial
1055 LPL Way
Fort Mill, SC 28217

San Diego LPL Financial
4707 Executive Drive
San Diego, CA 92121-3091

© 2021 LPL Financial Holdings
Member FINRA/SIPC

Contact LPL: (800) 877-7210
CA Insurance Lic. #0518721