Corporate Governance | LPL Financial

Title	Documents
Audit and Risk Committee Charter	Audit Committee Charter 130.6 KB
Clawback Policy	Clawback Policy 417.2 KB
Code of Conduct – Employees and Advisors	Code of Conduct – Employees and Advisors 632.3 KB
Code of Conduct – Non-employee Directors	Code of Conduct – Non-employee Directors 177 KB
Compensation and Human Resources Committee Charter	Compensation and Human Resources Committee Charter 177.3 KB
Corporate Governance Guidelines	Corporate Governance Guidelines 194.8 KB
Equity Ownership Guidelines for Executive Officers	Equity Ownership Guidelines for Executive Officers 170.4 KB
Insider Trading Policy	Insider Trading Policy 194.8 KB
Nominating and Governance Committee Charter	Nominating and Governance Committee Charter 134.8 KB

On December 15, 2021, the board of directors of LPL Financial Holdings Inc. amended and restated the code of conduct applicable to employees and financial advisors associated with LPL Financial LLC to add standards of professional conduct applicable to such financial professionals.