Corporate Governance | LPL Financial

Title	Documents
Audit and Risk Committee Charter	Audit Committee Charter 191.7 KB
Clawback Policy	Clawback Policy 417.2 KB
Code of Conduct – Employees and Advisors	Code of Conduct – Employees and Advisors 1.7 MB
Code of Conduct – Non-employee Directors	Code of Conduct – Non-employee Directors 41 KB
Compensation and Human Resources Committee Charter	Compensation and Human Resources Committee Charter 187.6 KB
Corporate Governance Guidelines	Corporate Governance Guidelines 178.1 KB
Equity Ownership Guidelines for Managing Directors	Equity Ownership Guidelines for Managing Directors 176.6 KB
Insider Trading Policy	Insider Trading Policy 208.6 KB
Nominating and Governance Committee Charter	Nominating and Governance Committee Charter 124.9 KB

On December 15, 2021, the board of directors of LPL Financial Holdings Inc. amended and restated the code of conduct applicable to employees and financial advisors associated with LPL Financial LLC to add standards of professional conduct applicable to such financial professionals.