Skip to main navigation
  • CARES Act
  • Fee Schedules
  • Disclosures
  • Log In
colored bar
logo
  • Log In
  • Fee Schedules
  • Disclosures
  • Join LPL
    Back to Main Menu Join LPL Join LPL Join LPL Join LPL Join LPL Why Choose LPL
    Why Choose LPL
    • The LPL Financial Philosophy
    • News and Insights
    • White Paper Library
    • The Self Clearing Advantage
    • Professional Referral Network
    • Women Advisors
    Establishing Your Business
    Establishing Your Business
    • Business Model Options
    • Payouts and Pricing
    • Transitioning Your Practice
    • eRegistration Kit
    Managing Your Business
    Managing Your Business
    • Services and Support
    • LPL Technology
    • Products and Platforms
    • Research
    • LPL Business Solutions
    Growing Your Business
    Growing Your Business
    • Consulting
    • Conferences and Training
    • Financial Growth
    • Selling Your Business
    • Marketing Support
  • Work With a Financial Professional
    Back to Main Menu Work With a Financial Professional Work With a Financial Professional Work With a Financial Professional Work With a Financial Professional Work With a Financial Professional Objective Advice
    Objective Advice
    • LPL Financial Regulatory Oversight
    • Financial Tools & Resources
    Before You Invest
    Before You Invest
    • LPL Financial Professionals
    • Financial Objectives and Risk
    After You Invest
    After You Invest
    Find a Financial Professional
    Find a Financial Professional
  • About LPL
    Back to Main Menu About Us What We Do
    What We Do
    • Mission & Values
    • Our History
    Social Responsibility
    Social Responsibility
    • The Sustainability Report
    • Diversity and Inclusion
    • Community Involvement
    • Environmental Sustainability
    • Responsible Business Practices
    Careers at LPL
    Careers at LPL
    • Company Culture
    • Work at LPL
    • Application Process
    • Benefits and Perks
    • Search Jobs
    Our Financial Strength
    Our Financial Strength
    • Corporate Snapshot
    • From the CEO
  • Media
    Back to Main Menu Media Media Media Media Marketing Blog
    Marketing Blog
    Press Releases
    Press Releases
    Press Room
    Press Room
    • Asset Library
    • Media Coverage
    • LPL Stories
    Research and Insights
    Research and Insights
    • Market Signals Podcast
    • Weekly Market Commentary
    • Midyear Outlook 2020
  • Newsroom
    Back to Main Menu Newsroom Newsroom Newsroom Newsroom Watch
    Watch
    Read
    Read
    Listen
    Listen
Menu

    Investor Relations

    • Investor Relations Home
    • Financials & Filings
    • Events & Presentations
    • Stock & Debt Information
    • Corporate Governance
close

Advisor Transition Portal

Advisors (and licensed staff members) transitioning to LPL — use this portal to track your transition progress. You’ll also find valuable resources to help you every step of the way.

GO

Account View

Account View provides you secure access to your accounts from any device, anytime, anywhere.

GO

eRegistration Kit

Start your due diligence by filling out our completely confidential, non-binding Advisor Profile. Our Business Development team will follow up to discuss with you.

GO
 
 
  • Contact IR

    Contact IR

  • Email Alerts

    Email Alerts

  • RSS

    RSS

  • Investor FAQs

    Investor FAQs




  •  
  •  

Monthly Metrics

Financials & Filings

  • Quarterly Results
  • Monthly Metrics
  • SEC Filings
  • Corporate Reports
  • All
Show all
2020
LPL Financial November 2020 Monthly Metrics 300.7 KB
LPL Financial November 2020 Monthly Metrics Dashboard 124 KB
LPL Financial November 2020 Monthly Metrics Historical File 124.6 KB
LPL Financial October 2020 Monthly Metrics 239.9 KB
LPL Financial October 2020 Monthly Metrics Dashboard 376.3 KB
LPL Financial October 2020 Monthly Metrics Historical File 146 KB
LPL Financial August 2020 Monthly Metrics 244.1 KB
LPL Financial August 2020 Monthly Metrics Dashboard 395.2 KB
LPL Financial August 2020 Monthly Metrics Historical File 146 KB
LPL Financial July 2020 Monthly Metrics 164.7 KB
LPL Financial July 2020 Monthly Metrics Historical File 131.3 KB
LPL Financial July 2020 Monthly Metrics Dashboard 373 KB
LPL Financial May 2020 Monthly Metrics 164.7 KB
LPL Financial May 2020 Monthly Metrics Historical File 146.2 KB
LPL Financial May 2020 Monthly Metrics Dashboard 373.3 KB
LPL Financial April 2020 Monthly Metrics 160.8 KB
LPL Financial April 2020 Monthly Metrics Historical File 146 KB
LPL Financial April 2020 Monthly Metrics Dashboard 373.5 KB
LPL Financial February 2020 Monthly Metrics 154 KB
LPL Financial February 2020 Monthly Metrics Historical File 138.5 KB
LPL Financial February 2020 Monthly Metrics Dashboard 372.9 KB
LPL Financial January 2020 Monthly Metrics 154.1 KB
LPL Financial January Monthly Metrics Historical File 140.2 KB
LPL Financial January 2020 Monthly Metrics Dashboard 372.6 KB
2019
LPL Financial November 2019 Monthly Metrics 166.1 KB
LPL Financial November Monthly Metrics Historical File 139.8 KB
LPL Financial November 2019 Monthly Metrics Dashboard 387.1 KB
LPL Financial October 2019 Monthly Metrics 154.8 KB
LPL Financial October Monthly Metrics Historical File 140 KB
LPL Financial October 2019 Monthly Metrics Dashboard 388.2 KB
LPL Financial August 2019 Monthly Metrics 173.8 KB
LPL Financial August Monthly Metrics Historical File 139.8 KB
LPL Financial August 2019 Monthly Metrics Dashboard 390.9 KB
LPL Financial July 2019 Monthly Metrics 155.9 KB
LPL Financial July Monthly Metrics Historical File 137.5 KB
LPL Financial July 2019 Monthly Metrics Dashboard 396.2 KB
LPL Financial May 2019 Monthly Metrics 155.4 KB
LPL Financial Historical Monthly Activity through May 2019 144.4 KB
LPL Financial Historical Monthly Activity through February 2019 140.3 KB
LPL Financial February 2019 Monthly Metrics 147 KB
LPL Financial January 2019 Monthly Metrics 41.5 KB
LPL Financial Historical Monthly Activity through January 2019 137.3 KB
2018
LPL Financial November 2018 Monthly Metrics 149 KB
LPL Financial Historical Monthly Activity through November 2018 81.1 KB
LPL Financial October 2018 Monthly Metrics 151.1 KB
LPL Financial Historical Monthly Activity through October 2018 144.2 KB
LPL Financial August 2018 Monthly Metrics 103.6 KB
LPL Financial Historical Monthly Activity through August 2018 96.5 KB
LPL Financial July 2018 Monthly Metrics 150.8 KB
LPL Financial Historical Monthly Activity through July 2018 146.3 KB
LPL Financial May 2018 Monthly Metrics 062118 111.8 KB
LPL Financial Historical Monthly Activity through May 2018 142.3 KB
LPL Financial April 2018 Monthly Metrics 158.3 KB
LPL Financial Historical Monthly Activity through April 2018 146.5 KB
LPL Financial February 2018 Monthly Metrics 237 KB
LPL Financial Historical Monthly Activity through February 2018 142.4 KB
LPL Financial January 2018 Monthly Metrics 151.4 KB
LPL Financial Historical Monthly Activity through January 2018 142.6 KB
2017
LPL Financial November 2017 Monthly Metrics 98.5 KB
LPL Financial Historical Monthly Activity through November 2017 84 KB
LPL Financial October 2017 Monthly Metrics 94.2 KB
LPL Financial Historical Monthly Activity through October 2017 84.1 KB
LPL Financial August 2017 Monthly Metrics 92.4 KB
LPL Financial Historical Monthly Activity through August 2017 86.6 KB
LPL Financial July 2017 Monthly Metrics 20.7 KB
LPL Financial Historical Monthly Activity through July 2017 87.5 KB
LPL Financial May 2017 Monthly Metrics 93.3 KB
LPL Financial Historical Monthly Activity through May 2017 13.7 KB
LPL Financial April 2017 Monthly Metrics 20.8 KB
LPL Financial Historical Monthly Activity through April 2017 13.8 KB
LPL Financial February 2017 Monthly Metrics 89.1 KB
LPL Financial Historical Monthly Activity through February 2017 11.3 KB
LPL Financial January 2017 Monthly Metrics 89 KB
LPL Financial Historical Monthly Activity through January 2017 80.4 KB
2016
LPL Financial Financial November 2016 Monthly Metrics 92.9 KB
LPL Financial Historical Monthly Activity through November 2016 11.2 KB
LPL Financial October 2016 Monthly Metrics 92.8 KB
LPL Financial Historical Monthly Activity through October 2016 11.2 KB
LPL Financial August 2016 Monthly Metrics 91.7 KB
LPL Financial Historical Monthly Activity through August 2016 11.1 KB
LPL Financial May 2016 Monthly Metrics 90.6 KB
LPL Financial Historical Monthly Activity through May 2016 19.1 KB
  • Join LPL
  • Work With a Financial Professional
  • About Us
  • Media
  • Newsroom
  • Investor Relations
  • Careers at LPL
  • Terms of Service
  • Contact Us
  • Sitemap
  • Fee Schedules
  • SEC Share Class Initiative and Settlement
  • Privacy/Security
  • Disclosures
  • Exercise CCPA Rights
Austin LPL Financial
13620 N FM 620 Building C, Suite 200
Austin, TX 78717

Boston LPL Financial
75 State Street, 22nd Floor
Boston, MA 02109

Fort Mill LPL Financial
1055 LPL Way
Fort Mill, SC 28217

San Diego LPL Financial
4707 Executive Drive
San Diego, CA 92121-3091

© 2021 LPL Financial Holdings
Member FINRA/SIPC

Contact LPL: (800) 877-7210
CA Insurance Lic. #0518721