All Financial Documents

Date	Document	Type
Feb 28, 2022	Equity Ownership Guidelines for Managing Directors	Add Files Equity Ownership Guidelines for Managing Directors 176.6 KB
Feb 16, 2022	Compensation and Human Resources Committee Charter	Add Files Compensation and Human Resources Committee Charter 177.6 KB
Feb 16, 2022	Audit Committee Charter	Add Files Audit Committee Charter 285.3 KB
Dec 16, 2021	Code of Conduct – Employees and Advisors	Add Files Code of Conduct – Employees and Advisors 1.7 MB
Apr 21, 2021	Sustainability Report 2021	Add Files Sustainability Report 2021 7.5 MB
Sep 1, 2020	Sustainability Report 2020	Add Files Sustainability Report 2020 6.5 MB
Aug 13, 2020	LPLA July 2020 Monthly Metrics Dashboard	Add Files LPLA July 2020 Monthly Metrics Dashboard 373 KB
Aug 13, 2020	LPLA July 2020 Monthly Metrics	Add Files LPLA July 2020 Monthly Metrics 164.7 KB
Aug 13, 2020	LPLA Historical Monthly Activity through July 2020	Add Files LPLA Historical Monthly Activity through July 2020 131.3 KB
Jun 16, 2020	LPLA May 2020 Monthly Metrics	Add Files LPLA May 2020 Monthly Metrics 164.7 KB