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All Financial Documents

Financials & Filings

  • Quarterly Results
  • Monthly Metrics
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Date Document Type
Feb 21, 2019

LPLA January 2019 Monthly Metrics

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    LPLA January 2019 Monthly Metrics 41.5 KB
Feb 21, 2019

LPLA Historical Monthly Activity through January 2019

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    LPLA Historical Monthly Activity through January 2019 137.3 KB
Feb 6, 2019

Nominating and Governance Committee Charter

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    Nominating and Governance Committee Charter 62.9 KB
Feb 6, 2019

Audit Committee Charter

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    Audit Committee Charter 101.3 KB
Feb 6, 2019

Corporate Governance Guidelines

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    Corporate Governance Guidelines 86.2 KB
Dec 19, 2018

Code of Conduct – Employees and Advisors

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    Code of Conduct – Employees and Advisors 14.2 MB
Dec 17, 2018

LPLA November 2018 Monthly Metrics

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    LPLA November 2018 Monthly Metrics 149 KB
Dec 17, 2018

LPLA Historical Monthly Activity through November 2018

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    LPLA Historical Monthly Activity through November 2018 81.1 KB
Nov 28, 2018

LPL FINANCIAL PRESENTING AT GOLDMAN SACHS US FINANCIAL SERVICES CONFERENCE 2018

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    View Press Release 208 KB
Nov 19, 2018

LPLA October 2018 Monthly Metrics

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    LPLA October 2018 Monthly Metrics 151.1 KB

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Contact LPL: (800) 877-7210
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