Corporate Governance

Management Team

VIEW MEMBERS

Board of Directors

VIEW MEMBERS

Contact the Board

CONTACT

Board Committee Composition

Audit Committee Nominating and Governance Committee Compensation Committee
Edward C. Bernard Audit Committee Compensation Committee
Paulett Eberhart Audit Committee Compensation Committee
William F. Glavin, Jr. Audit Committee Nominating and Governance Committee
Allison H. Mnookin Nominating and Governance Committee Compensation Committee
Anne M. Mulcahy Nominating and Governance Committee Compensation Committee
James S. Putnam Compensation Committee
Richard P. Schifter Audit Committee Nominating and Governance Committee
Corey E. Thomas Audit Committee Nominating and Governance Committee
= Chairperson = Member = Chairman of the Board

Corporate Governance Documents

Title Documents

Audit Committee Charter

Insider Trading Policy

Nominating and Governance Committee Charter

Compensation and Human Resources Committee Charter

Corporate Governance Guidelines

Recoupment Policy

Equity Ownership Guidelines for Managing Directors

Code of Conduct – Employees and Advisors

Code of Conduct – Non-employee Directors

On November 13, 2018, the board of directors of LPL Financial Holdings Inc. amended and restated the code of conduct applicable to employees and financial advisors associated with LPL Financial LLC, and adopted a separate code of conduct applicable to non-employee directors of LPL Financial Holdings Inc.