Corporate Governance
Board Committee Composition
= Chairperson
= Member
= Chairman of the Board
Corporate Governance Documents
Title | Documents |
---|---|
Audit Committee Charter |
|
Insider Trading Policy |
|
Nominating and Governance Committee Charter |
|
Compensation and Human Resources Committee Charter |
|
Corporate Governance Guidelines |
|
Recoupment Policy |
|
Equity Ownership Guidelines for Managing Directors |
|
Code of Conduct – Employees and Advisors |
|
Code of Conduct – Non-employee Directors |
|
On November 13, 2018, the board of directors of LPL Financial Holdings Inc. amended and restated the code of conduct applicable to employees and financial advisors associated with LPL Financial LLC, and adopted a separate code of conduct applicable to non-employee directors of LPL Financial Holdings Inc.