Corporate Governance
Management Team
Board of Directors
Contact the Board
Board Committee Composition
= Chairperson
= Member
= Chairman of the Board
Corporate Governance Documents
Title | Documents |
---|---|
Audit and Risk Committee Charter |
|
Insider Trading Policy |
|
Nominating and Governance Committee Charter |
|
Compensation and Human Resources Committee Charter |
|
Corporate Governance Guidelines |
|
Recoupment Policy |
|
Equity Ownership Guidelines for Managing Directors |
|
Code of Conduct – Employees and Advisors |
|
Code of Conduct – Non-employee Directors |
|
On December 15, 2021, the board of directors of LPL Financial Holdings Inc. amended and restated the code of conduct applicable to employees and financial advisors associated with LPL Financial LLC to add standards of professional conduct applicable to such financial professionals.