Contact the Board

You may contact the LPL Financial Holdings Inc. Board of Directors to provide comments, report concerns, or ask a question, at the following address.

Corporate Secretary
LPL Financial Holdings Inc.
75 State Street
22nd Floor
Boston, MA 02109
United States

You may submit your concern anonymously or confidentially by postal mail. You may also indicate whether you are a shareholder, customer, vendor, or other interested party.

Communications will be distributed to the chair of the Board of Directors or the other members of the Board of Directors as appropriate, depending on the facts and circumstances outlined in the communication. In that regard, the Board of Directors has requested that certain items which are unrelated to the duties and responsibilities of the board should be excluded, such as:

• Service complaints
• Service inquiries
• New service suggestions
• Resumes and other forms of job inquiries
• Surveys
• Business solicitations or advertisements

In addition, material that is unduly hostile, threatening, illegal or similarly unsuitable will be excluded, with the provision that any communication that is filtered out must be made available to any non-management director upon request.