Investor Relations

Recent & Upcoming Dates

Date	Event Details
Summary Toggle March 11, 2020 12:15 PM EDT	LPL Financial to Present at the Wolfe Research 2020 FinTech Forum Listen to webcast
Summary Toggle February 27, 2020 11:20 AM EST	LPL Financial to Present at Credit Suisse’s 21st Annual Financial Services Forum Listen to webcast View Press Release 202.3 KB View Presentation 1.6 MB

Title	Documents
LPLA February 2020 Monthly Metrics	Add Files LPLA February 2020 Monthly Metrics 154 KB
LPLA February 2020 Monthly Metrics Dashboard	Add Files LPLA February 2020 Monthly Metrics Dashboard 372.9 KB
LPLA Historical Monthly Activity through February 2020	Add Files LPLA Historical Monthly Activity through February 2020 138.5 KB

Date	Title and Summary	Additional Formats
Toggle Summary May 5, 2008	LPL Financial Expands Offering Into the Registered Investment Advisor (RIA) and Hybrid Markets LPL Financial Offering Becomes the Broadest Available for Independent Advisors Industry Veteran, Gary Gallagher, to Lead Initiative	View HTML LPL Financial Expands Offering Into the Registered Investment Advisor (RIA) and Hybrid Markets 11.6 KB
Toggle Summary May 13, 2008	LPL Financial Expands Fee-Based Platform With Launch Of “Model Wealth Portfolios” New Fee-Based Platform Available to Firm’s 11,000 Financial Advisors	View HTML LPL Financial Expands Fee-Based Platform With Launch Of “Model Wealth Portfolios” 11 KB
Toggle Summary Feb 18, 2009	LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering Boston, Mass.	View HTML LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering 10.8 KB