Investor Relations

Recent & Upcoming Dates

Date	Event Details
Summary Toggle January 31, 2019 5:00 PM EST	LPL Financial Announces Fourth Quarter and Full Year 2018 Earnings Release Date and Conference Call REGISTER FOR WEBCAST LPL Financial Announces Fourth Quarter & Full Year 2018 Results 1 MB LPL Financial Q4 2018 Key Metrics Presentation 1 MB LPL Financial Q4 2018 Historical Quarterly Activity 149.2 KB LPL Financial Q4 2018 Historical Monthly Activity 142.6 KB LPL Financial Q4 2018 Historical Management Statement of Operations 156.2 KB LPL Financial Q4 2018 Earnings Prepared Remarks 191 KB
Summary Toggle February 12, 2019 1:00 PM EST	Credit Suisse Financial Services Forum Listen to webcast View Presentation 474.4 KB
Summary Toggle February 21, 2019 4:05 PM EST	LPL Financial to Release January 2019 Monthly Metrics
Summary Toggle February 27, 2019 11:10 AM EST	Citi’s 2019 Asset Managers, Broker Dealers & Exchanges Conference Listen to webcast

Title	Documents
LPLA January 2019 Monthly Metrics	Add Files LPLA January 2019 Monthly Metrics 41.5 KB
LPLA Historical Monthly Activity through January 2019	Add Files LPLA Historical Monthly Activity through January 2019 137.3 KB

Date	Title and Summary	Additional Formats
Toggle Summary May 5, 2008	LPL Financial Expands Offering Into the Registered Investment Advisor (RIA) and Hybrid Markets LPL Financial Offering Becomes the Broadest Available for Independent Advisors Industry Veteran, Gary Gallagher, to Lead Initiative	View HTML LPL Financial Expands Offering Into the Registered Investment Advisor (RIA) and Hybrid Markets 11.6 KB
Toggle Summary May 13, 2008	LPL Financial Expands Fee-Based Platform With Launch Of “Model Wealth Portfolios” New Fee-Based Platform Available to Firm’s 11,000 Financial Advisors	View HTML LPL Financial Expands Fee-Based Platform With Launch Of “Model Wealth Portfolios” 11 KB
Toggle Summary Feb 18, 2009	LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering Boston, Mass.	View HTML LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering 10.8 KB