Investor Relations

Recent & Upcoming Dates

Date	Event Details
Summary Toggle April 30, 2020 5:00 PM EDT	LPL Financial Holdings First Quarter 2020 Earnings Call Listen to webcast LPL Financial Announces First Quarter 2020 Results 872.9 KB LPL Financial Q1 2020 Key Metrics Presentation 976.9 KB LPL Financial Q1 2020 Historical Information 374.7 KB LPL Financial Q1 2020 Earnings Transcript 195.6 KB LPL Financial Q1 2020 Investor Presentation 1.4 MB
Summary Toggle March 11, 2020 12:15 PM EDT	LPL Financial to Present at the Wolfe Research 2020 FinTech Forum Listen to webcast

Title	Documents
LPLA April 2020 Monthly Metrics	Add Files LPLA April 2020 Monthly Metrics 160.8 KB
LPLA April 2020 Monthly Metrics Dashboard	Add Files LPLA April 2020 Monthly Metrics Dashboard 373.5 KB
LPLA Historical Monthly Activity through April 2020	Add Files LPLA Historical Monthly Activity through April 2020 146 KB

Date	Title and Summary	Additional Formats
Toggle Summary May 5, 2008	LPL Financial Expands Offering Into the Registered Investment Advisor (RIA) and Hybrid Markets LPL Financial Offering Becomes the Broadest Available for Independent Advisors Industry Veteran, Gary Gallagher, to Lead Initiative	View HTML LPL Financial Expands Offering Into the Registered Investment Advisor (RIA) and Hybrid Markets 11.6 KB
Toggle Summary May 13, 2008	LPL Financial Expands Fee-Based Platform With Launch Of “Model Wealth Portfolios” New Fee-Based Platform Available to Firm’s 11,000 Financial Advisors	View HTML LPL Financial Expands Fee-Based Platform With Launch Of “Model Wealth Portfolios” 11 KB
Toggle Summary Feb 18, 2009	LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering Boston, Mass.	View HTML LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering 10.8 KB