Investor Relations

Recent & Upcoming Dates

Date	Event Details
Summary Toggle May 22, 2019	LPL Investor & Analyst Day Location New York City
Summary Toggle May 02, 2019 5:00 PM EDT	LPL Financial Holdings First Quarter 2019 Earnings Call Listen to webcast
Summary Toggle February 27, 2019 11:10 AM EST	Citi’s 2019 Asset Managers, Broker Dealers & Exchanges Conference Listen to webcast

Title	Documents
LPLA February 2019 Monthly Metrics	Add Files LPLA February 2019 Monthly Metrics 147 KB
LPLA Historical Monthly Activity through February 2019	Add Files LPLA Historical Monthly Activity through February 2019 140.3 KB

Date	Title and Summary	Additional Formats
Toggle Summary May 5, 2008	LPL Financial Expands Offering Into the Registered Investment Advisor (RIA) and Hybrid Markets LPL Financial Offering Becomes the Broadest Available for Independent Advisors Industry Veteran, Gary Gallagher, to Lead Initiative	View HTML LPL Financial Expands Offering Into the Registered Investment Advisor (RIA) and Hybrid Markets 11.6 KB
Toggle Summary May 13, 2008	LPL Financial Expands Fee-Based Platform With Launch Of “Model Wealth Portfolios” New Fee-Based Platform Available to Firm’s 11,000 Financial Advisors	View HTML LPL Financial Expands Fee-Based Platform With Launch Of “Model Wealth Portfolios” 11 KB
Toggle Summary Feb 18, 2009	LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering Boston, Mass.	View HTML LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering 10.8 KB