Investor Relations

Recent & Upcoming Dates

Date	Event Details
Summary Toggle May 22, 2019	LPL Investor & Analyst Day Location New York City
Summary Toggle December 17, 2018 4:05 PM EST	LPLA November 2018 Monthly Metrics

Title	Documents
LPLA October 2018 Monthly Metrics	Add Files LPLA October 2018 Monthly Metrics 151.1 KB
LPLA Historical Monthly Activity through October 2018	Add Files LPLA Historical Monthly Activity through October 2018 144.2 KB

Date	Title and Summary	Additional Formats
Toggle Summary May 5, 2008	LPL Financial Expands Offering Into the Registered Investment Advisor (RIA) and Hybrid Markets LPL Financial Offering Becomes the Broadest Available for Independent Advisors Industry Veteran, Gary Gallagher, to Lead Initiative	View HTML LPL Financial Expands Offering Into the Registered Investment Advisor (RIA) and Hybrid Markets 11.6 KB
Toggle Summary May 13, 2008	LPL Financial Expands Fee-Based Platform With Launch Of “Model Wealth Portfolios” New Fee-Based Platform Available to Firm’s 11,000 Financial Advisors	View HTML LPL Financial Expands Fee-Based Platform With Launch Of “Model Wealth Portfolios” 11 KB
Toggle Summary Feb 18, 2009	LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering Boston, Mass.	View HTML LPL Financial’s New Hybrid RIA Platform Reaches $1 Billion AUM, Attracts Large Advisors From Multiple Channels in First Quarter of Offering 10.8 KB