LPL Financial Holdings Inc.
LPL Investment Holdings Inc. (Form: DEFA14A, Received: 04/18/2012 06:05:18)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No.    )

Filed by the Registrant    x                              Filed by a Party other than the Registrant   ¨

Check the appropriate box:

 

¨   Preliminary Proxy Statement
¨  

 

Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

¨  

 

Definitive Proxy Statement

x  

 

Definitive Additional Materials

¨  

 

Soliciting Material under §240.14a-12

LPL Investment Holdings Inc.
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

 

Payment of Filing Fee (Check the appropriate box):

x   No fee required.
¨   Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
  (1)  

Title of each class of securities to which transaction applies:

 

   

 

  (2)  

Aggregate number of securities to which transaction applies:

 

   

 

  (3)  

Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

   

 

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  (5)   Total fee paid:
   
   

 

¨   Fee paid previously with preliminary materials.
¨   Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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LPL Investment Holdings Inc.

Important Notice Regarding the Availability of Proxy Materials for the Stockholder Meeting

to Be Held on Wednesday, May 30, 2012

 

The Proxy Statement, Annual Report and other proxy materials are available at:

http://www.proxyvoting.com/lpla

This communication presents only an overview of the more complete proxy materials that are available to you on the Internet.

We encourage you to access and review all of the important information contained in the proxy materials before voting.

 

LOGO    If you want to receive a paper or e-mail copy of these documents, you must request one. There is no charge to you for requesting a copy. Please make your request for a copy as instructed below on or before May 16, 2012 to facilitate timely delivery.
     
   TO REQUEST PAPER COPIES OF PROXY MATERIALS:
  

 

(please reference your 11-digit control number when requesting materials)

  

 

By opting out to receive printed materials, your preference for future proxy mailings will be kept on our file.

  

 

Telephone:

  

 

1-888-313-0164

      (outside of the U.S. and Canada call 201-680-6688).
  

 

Email:

  

 

shrrelations@bnymellon.com

      (you must reference your 11-digit control number in your email)
  

 

Internet:

  

 

http://www.proxyvoting.com/lpla

 

 

TO VOTE YOUR SHARES SEE INSTRUCTIONS ON REVERSE SIDE

This is not a proxy card. You cannot use this notice to vote your shares.

Dear LPL Investment Holdings Inc. Stockholder:

The 2012 Annual Meeting of Stockholders of LPL Investment Holdings Inc. (the “Company”) will be held at the offices of Ropes & Gray LLP, Prudential Tower, 800 Boylston Street, Boston, MA 02199 on Wednesday, May 30, 2012 at 4:00 p.m., Eastern Time.

Proposals to be considered at the Annual Meeting:

 

  1. To elect nine directors to the Board of Directors of LPL Investment Holdings Inc.,

 

  2. To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as our independent registered public accounting firm, and

 

  3. To consider and act upon any other business properly coming before the Annual Meeting and at any adjournment or postponement thereof.

Management recommends a vote “ FOR ” Items 1 and 2.

The Board of Directors has fixed the close of business on April 5, 2012 as the record date (the “Record Date”) for the determination of stockholders entitled to receive notice of and to vote at the Annual Meeting or any postponement(s) or adjournment(s) thereof.

 

      CONTROL NUMBER  
      i  
 

YOU MUST REFERENCE YOUR 11-DIGIT CONTROL NUMBER WHEN

YOU REQUEST A PAPER COPY OF THE PROXY MATERIALS OR TO

VOTE YOUR PROXY ELECTRONICALLY.

 

g

   

 

 
          20885


Stockholders of record as of the Record Date are encouraged and cordially invited to attend the Annual Meeting. If you plan to attend the Annual Meeting, please be sure to RSVP via email to lplfinancialannualmeeting@lpl.com . Please include your name, phone number, and email address in your response. A confirmation, including driving directions and additional meeting information, will be emailed to enrolled participants.

Meeting Location:

Ropes & Gray LLP

Prudential Tower

800 Boylston Street

Boston, MA 02199

The following materials are available for you to review online:

 

   

the Company’s 2012 Proxy Statement (including all attachments thereto);

 

   

the Company’s Annual Report for the year ended December 31, 2011; and

 

   

any amendments to the foregoing materials that are required to be furnished to stockholders.

To request a paper copy of the Proxy Materials:

(you must reference your 11-digit control number located on the reverse side of this form)

 

Telephone:    1-888-313-0164 (outside of the U.S. and Canada call 201-680-6688)
Email:    shrrelations@bnymellon.com (you must reference your 11-digit control number in your email)
Internet:    http://www.proxyvoting.com/lpla

The Proxy Materials for LPL Investment Holdings Inc. are available to review at:

http://www.proxyvoting.com/lpla

Have this notice available when you request a PAPER copy of the Proxy Materials,

when you want to view your proxy materials online

OR WHEN YOU WANT TO VOTE YOUR PROXY ELECTRONICALLY.

 

 

 

HOW TO VOTE BY INTERNET

We encourage you to review the proxy materials online before voting.

Use the Internet to vote your shares. On the landing page of the above website in the box labeled

“To Vote Your Shares by Internet” click on “Vote Now” to access the electronic proxy card and vote your shares.

Have this notice in hand when you access the website.

You will need to reference the 11-digit control number located on the reverse side.

20885