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LPL Financial Issues Statement on Settlement With FINRA
May 21, 2013
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SAN DIEGO, May 21, 2013 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (Nasdaq:LPLA) (the "Company"), parent company of LPL Financial LLC ("LPL Financial"), today issued a statement regarding FINRA's announcement of its settlement with LPL Financial concerning email management. The statement is as follows:
"In September 2011, we reported t...
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LPL Financial to Present at the Bank of America Merrill Lynch 2013 Smid Cap Conference
May 3, 2013
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BOSTON, May 3, 2013 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (Nasdaq:LPLA) (the "Company"), parent company of independent broker-dealer LPL Financial LLC ("LPL Financial"), announced today that Dan Arnold, CFO, will present at the Bank of America Merrill Lynch 2013 Smid Cap Conference on Tuesday, May 7, 2013 at 3:05 p.m. (EDT), at the Four S...
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LPL Financial Welcomes Ingham Retirement Group to its Broker-Dealer and Ria Custodial Platforms
May 2, 2013
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San Diego, CA - May 2, 2013 - LPL Financial LLC - the nation's largest independent broker-dealer,* a leading RIA custodian and wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) - today announced that Ingham Retirement Group has moved to the LPL Financial broker-dealer and added the LPL...
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LPL Financial Congratulates Investment Program Managers for Recognition by Bank Investment Consultant in the Top 20 Program Managers of 2013
May 1, 2013
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Boston, MA - May 1, 2013 - LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today congratulated seven of its LPL Financial Institution Services investment program managers for being ranked among the Top 20 for 2013 by Bank Investment Consultant.
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LPL Financial's Robert J. Moore Elected to the Board of Directors of the Securities Industry and Financial Markets Association (SIFMA)
Apr 30, 2013
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San Diego, CA - April 30, 2013 - LPL Financial LLC - the nation's largest independent broker-dealer,* a leading RIA custodian and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) - today announced that Robert J. Moore, President of Advisor and Institution Solutions, LPL Financial, h...
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LPL Financial Announces Financial Results for First Quarter 2013
Apr 25, 2013
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- Improved Advisor Productivity and Market Conditions Lift Assets to $394 Billion Leading to Record Revenue of $975 Million -
- Board of Directors Approves Quarterly Dividend of $0.135 Per Share -
BOSTON, April 25, 2013 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (Nasdaq:LPLA) (the "Company"), parent company of LPL Financial LLC...
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LPL Financial Awarded Advisory Solutions Marketing Program Of The Year By Money Management Institute
Apr 24, 2013
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SAN DIEGO, CA, April 24, 2013 - LPL Financial LLC - the nation's largest independent broker-dealer*, a leading RIA custodian, institutional service provider and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) - today announced its receipt of the Advisory Solutions Marketing Progr...
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LPL Financial Congratulates Honorees in Barron's List of America's Top 100 Financial Advisors for 2013
Apr 15, 2013
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SAN DIEGO, CA - April 15, 2013 - LPL Financial LLC - the nation's largest independent broker-dealer*, a leading RIA custodian, institutional service provider and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) - today congratulated three of its affiliated financial advisor...
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LPL Financial Congratulates Honorees in Financial Times' Top 400 Financial Advisors List for 2013
Apr 11, 2013
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San Diego, CA - April 11, 2013 - LPL Financial LLC, the nation's largest independent broker-dealer* and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), congratulated sixteen of its affiliated financial advisors today for their recognition in the Financial Time...
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LPL Financial and EPIC Platforms Create Comprehensive Licensed Branch Employee (LBE) Program For Banks and Credit Unions
Apr 11, 2013
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SAN DIEGO and EL DORADO HILLS, CA - April 11, 2013 - LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), and EPIC Platforms, Inc., which provides consulting services and turnkey solutions to design, build and support licensed branch employee (LBE) programs, tod...
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LPL Financial Names Ryan C. Parker EVP of Investment & Planning Solutions
Apr 9, 2013
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San Diego, CA (PRWEB) April 09, 2013
LPL Financial LLC — the nation's largest independent broker-dealer*, a leading RIA custodian, institutional service provider and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) — announced that Ryan C. Parker has been named Executive Vice President of Investment & Planning ...
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LPL Financial Announces First Quarter 2013 Earnings Release Date and Conference Call
Apr 8, 2013
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BOSTON, April 8, 2013 /PRNewswire/ -- LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company"), parent company of independent broker-dealer LPL Financial LLC ("LPL Financial"), today announced it will report its first-quarter 2013 financial results before the market opens on Thursday, April 25, 2013. The Company will also hold a conference call t...
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LPL Financial to Participate in Non-Deal Roadshow
Mar 28, 2013
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BOSTON, March 28, 2013 /PRNewswire/ -- LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of independent broker-dealer LPL Financial LLC, announced today that Dan Arnold, chief financial officer, will participate in a non-deal roadshow hosted by J.P. Morgan on Monday, April 1 and Tuesday, April 2, 2013, in Minneapolis and Chicago.
An...
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LPL Financial To Host Career Day For 35 Students From The Preuss School UCSD
Mar 26, 2013
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SAN DIEGO, March 26, 2013 /PRNewswire/ -- LPL Financial LLC — the nation's largest independent broker-dealer, a leading RIA custodian, institutional service provider and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) — is pleased to announce it is hosting an "Explore Your Future Day" on Thursday, March 28th, at ...
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LPL Financial Launches Retirement Partners Group, An Elite Membership Network Of Its Top Retirement Plan Financial Advisors
Mar 26, 2013
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SAN DIEGO, March 26, 2013 /PRNewswire/ -- LPL Financial LLC — the nation's largest independent broker-dealer, a leading RIA custodian, institutional service provider and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) — today announced the launch of the Retirement Partners Group (RPG), an exclusive network of hig...
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LPL Financial Nominates Anne Mulcahy, Former CEO and Chairman of Xerox, to Board of Directors
Mar 18, 2013
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BOSTON, March 18, 2013 /PRNewswire/ -- LPL Financial — the nation's largest independent broker-dealer*, a leading RIA custodian, institutional service provider and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) — today announced that Anne Mulcahy, former chairman and CEO of Xerox Corporation, will join the Compa...
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LPL Financial Launches Worksite Financial Solutions Platform
Mar 4, 2013
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SAN DIEGO, March 4, 2013 /PRNewswire/ -- LPL Financial LLC — the nation's largest independent broker-dealer*, a leading RIA custodian, institutional service provider and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) — today announced the launch of the Worksite Financial Solutions platform. The platform is focus...
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LPL Financial Names Robert Moore to Expanded Role
Mar 1, 2013
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SAN DIEGO, March 1, 2013 /PRNewswire/ -- LPL Financial LLC — the nation's largest independent broker-dealer*, a leading RIA custodian, institutional service provider and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) — today announced Advisor and Institution Solutions President Robert Moore will assume additiona...
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LPL Financial Selects Bernstein-Rein As Marketing Agency Of Record
Feb 27, 2013
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BOSTON, Feb. 27, 2013 /PRNewswire/ -- LPL Financial LLC — the nation's largest independent broker-dealer, a leading RIA custodian, institutional service provider and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) — today announced the selection of Bernstein-Rein as its marketing/communications agency of record a...
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LPL Financial to Present at the Citi 2013 US Financial Services Conference
Feb 25, 2013
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BOSTON, Feb. 25, 2013 /PRNewswire/ -- LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company"), parent company of independent broker-dealer LPL Financial LLC ("LPL Financial"), announced today that Dan Arnold, CFO, will present at the Citi 2013 US Financial Services Conference on Tuesday, March 5, 2013 at 9:40 a.m. (EST), at the Seaport Hotel in ...
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LPL Financial
