LPL Financial Holdings Inc.

Management

Dan H. Arnold
President
David Bergers
Managing Director, General Counsel
Mark S. Casady
Chief Executive Officer and Chairman of the Board
Victor Fetter
Managing Director, Chief Information Officer
Tom Gooley
Managing Director, Service, Trading, and Operations
Sallie R. Larsen
Managing Director, Chief Human Capital Officer
Thomas Lux
Acting Chief Financial Officer
Michelle Oroschakoff
Managing Director, Chief Risk Officer