Mr. Arnold has served as our chief executive officer since January 2017 and our president since March 2015. Previously, Mr. Arnold served as our chief financial officer from November 2012 to March 2015 and was responsible for formulating financial policy, leading the company’s capital management efforts, and ensuring the effectiveness of the organization’s financial functions. Prior to 2012, he was managing director, head of strategy, with responsibility for long-term strategic planning for the firm, product and platform development, and strategic investments, including acquisitions. He has also served as divisional president of our Institution Services business. Mr. Arnold joined our Company in January 2007 following our acquisition of UVEST. Prior to joining us, Mr. Arnold worked at UVEST for 13 years, serving most recently as president and chief operating officer. Mr. Arnold earned a B.S. in electrical engineering from Auburn University and holds an M.B.A. in finance from Georgia State University.
Mr. Brennan is chairman emeritus and senior advisor of The Vanguard Group, Inc. Mr. Brennan joined Vanguard in July 1982. He was elected president in 1989, served as chief executive officer from 1996 to 2008 and chairman of the board from 1998 to 2009. Mr. Brennan is chairman of the Financial Accounting Foundation; a governor of FINRA; a director of the United Way of Southeastern Pennsylvania and a trustee of the University of Notre Dame and King Abdullah University of Science and Technology. He graduated from Dartmouth College and received his M.B.A. from the Harvard Business School. He has received honorary degrees from Curry College and Drexel University. Mr. Brennan's pertinent experience, qualifications, attributes and skills include his:
high level of financial literacy and operating and management experience, gained through his roles as chief executive officer and as chairman of the board of directors of The Vanguard Group, Inc. and through his service with the Financial Accounting Foundation and
expertise in the financial industry, underscored by his current role as a member of the board of governors of FINRA.
Mr. Dinh is a partner of Bancroft PLLC, a law and strategic consulting firm that he founded in 2003. Mr. Dinh has counseled corporations and their leaders on a range of transactional, compliance and corporate governance issues and has represented numerous boards, committees and independent directors of public companies. He was appointed Associate Professor of Law in 1996, Professor of Law in 2001, and Professorial Lecturer in Law and Distinguished Lecturer in Government in 2014 at Georgetown University, where he specializes in corporations and constitutional law. In addition, he has acted as General Counsel and Corporate Secretary of Strayer Education, Inc., an education services holding company, since 2010 through Strayer’s engagement of Bancroft PLLC. Mr. Dinh served as U.S. Assistant Attorney General for Legal Policy from 2001 to 2003. Mr. Dinh has served as a director of Twenty-First Century Fox, Inc. (formerly the News Corporation), where he serves as Chairman of the Nominating and Corporate Governance Committee, and as a member of the Audit Committee, since 2004. He is also a director of Revlon, Inc., where he has served as a member of the Nominating Committee, since 2012. He served as a director of M&F Worldwide Corp., which ceased to be a public reporting company in 2011, from 2007 to 2011, and as a director of The Orchard Enterprises, Inc., which ceased to be a public reporting company in 2010, from 2007 to 2010. Mr. Dinh received his A.B. from Harvard College and his J.D. from Harvard Law School, where he was a Class Marshal and an Olin Research Fellow in Law and Economics.
Ms. Eberhart most recently served as president and chief executive officer of CDI Corp. (CDI), a provider of engineering and information technology outsourcing and professional staffing services, from 2011 to 2014, and currently serves as an advisor to CDI. From January 2009 until January 2011, Ms. Eberhart was chairman and chief executive officer of HMS Ventures, a privately held business involved with technology services and the acquisition and management of real estate. Prior to that she served as president and chief executive officer of Invensys Process Systems, Inc. (Invensys), a process automation company, from January 2007 to January 2009. Earlier roles include serving as president of Americas of Electronic Data Systems Corporation (EDS), an information technology and business process outsourcing company, from 2003 until March 2004, and senior vice president of EDS and president of Solutions Consulting from 2002 to 2003. Ms. Eberhart was also a member of the executive operations team and investment committee of EDS, where she was employed from 1978 to 2004. Ms. Eberhart currently serves as a director of Anadarko Petroleum Corporation and Cameron International Corporation. She is a Certified Public Accountant and received her B.S. from Bowling Green State University.
Ms. Eberhart’s pertinent experience, qualifications, attributes and skills include her:
wealth of accounting and financial experience, as well as managerial experience, through her numerous years of service as an executive officer for EDS, Invensys and CDI. She also held various other operating and financial positions during her 26 years at EDS.
strong knowledge of the intersection of technology, data and finance industries.
knowledge and experience gained through her service on the boards of other public companies.
Mr. Hellman is the managing member, founder and managing partner of HMI Capital, LLC (“HMI Capital”), a private investment firm. Mr. Hellman founded HMI Capital in November 2008. Since 2009, he has also served as a senior advisor to Hellman & Friedman, a private equity firm. Previously, Mr. Hellman held various positions at Hellman & Friedman, including managing director and member of the investment committee. Between 1999 and 2009, Mr. Hellman served as Chairman of the Board of Directors of Blackbaud, Inc, a publicly traded software company listed on the NASDAQ. He currently serves on the boards of Asia Alternatives Management, LLC (since 2012), Hall Capital Partners LLC (since 2015), and Osterweis Capital Management, Inc. (since 2012). Mr. Hellman is also a board member of numerous non-profit entities, including the Hellman Fellows Fund, the Hellman Foundation, the Rosenberg Foundation, and the USA Cycling Foundation. Mr. Hellman holds a B.A. from the University of California at Berkeley and an M.B.A. from Harvard Business School.
Mr. Hellman’s pertinent experience, qualifications, attributes, and skills include his:
high level of financial literacy and investor orientation gained through his extensive investment experience, including his roles at HMI Capital and Hellman & Friedman;
knowledge and experience gained through his service on other boards;
expertise in the financial services industry, based on his over 25 years of experience in the sector; and
experience in the technology industry, based on his almost 20 years of experience in the sector and his time as board chairman at Blackbaud, Inc.
Ms. Mulcahy is the former chairman and CEO of Xerox Corporation. She served as CEO from 2001 to 2009 and chairman of the board of directors from 2002 to 2010. Prior to serving as CEO, Ms. Mulcahy was president and chief operating officer of the company. During a career at Xerox that began in 1976, Ms. Mulcahy also served as president of Xerox's General Markets Operations, which created and sold products for reseller, dealer, and retail channels; vice president for Human Resources with responsibility for compensation, benefits, human resource strategy, labor relations, management development, and employee training; and vice president and staff officer for Customer Operations, covering South America and Central America, Europe, Asia, Africa, and China. In addition to serving as a board director and member of the Audit Committee for LPL Financial, Ms. Mulcahy serves on the boards of Johnson & Johnson, Target Corporation, and The Washington Post Company and is chair of the board of trustees for Save the Children. She received her B.A. in English and Journalism from Marymount College. Ms. Mulcahy’s pertinent experience, qualifications, attributes, and skills include her:
high level of operating and management experience gained through her executive management positions and role as chairman and CEO of Xerox Corporation
knowledge and experience gained through service on the board of other public companies
Mr. Putnam has served as chair of the Board of Directors since March 2017 and has been chief executive officer of Global Portfolio Advisors ("GPA"), formerly a global brokerage clearing services provider that sold substantially all of its operations in 2014, since September of 2004. Mr. Putnam has served on the board of directors of GPA since 1998. Prior to his tenure with GPA, Mr. Putnam was employed by LPL Financial beginning in 1983 where he held several positions, culminating in managing director of national sales, responsible for branch development, attraction, retention, and management of LPL Financial advisors. He was also responsible for marketing and all product sales. Mr. Putnam began his securities career as a retail representative with Dean Witter Reynolds in 1979. Mr. Putnam received a B.A. from Western Illinois University.
Mr. Riepe is a senior advisor and retired vice chairman of the board of directors of T. Rowe Price Group, Inc. ("TRP"), where he worked for nearly 25 years. Previously, he served on TRP's management committee; oversaw TRP's mutual fund activities, and served as chairman of the T. Rowe Price Mutual Funds. He served as chairman of the board of governors of the Investment Company Institute and was a member of the board of governors of the National Association of Securities Dealers (now FINRA) and chaired its Investment Companies Committee. Mr. Riepe is a member of the board of directors of The NASDAQ OMX Group, Genworth Financial Inc., UTI Asset Management Company of India, and the Baltimore Equitable Society. He also served as chairman of the board of trustees of the University of Pennsylvania from which he earned a B.S. and an M.B.A. Mr. Riepe's pertinent experience, qualifications, attributes and skills include his:
high level of financial literacy and operating and management experience, gained through his executive management positions and role as chairman of the board of directors of T. Rowe Price Group, Inc.;
expertise in the financial industry, underscored by his 35 years of experience in investment management and his prior roles as a member of the board of governors of FINRA and as chairman of the board of governors of the Investment Company Institute and
knowledge and experience gained through service on the board of other public companies.
Mr. Schifter is a TPG senior advisor. He was a partner at TPG from 1994 through 2013. Prior to joining TPG, Mr. Schifter was a partner at the law firm of Arnold & Porter in Washington, D.C., where he specialized in bankruptcy law and corporate restructuring. He joined Arnold & Porter in 1979 and was a partner from 1986 through 1994. Mr. Schifter currently serves on the boards of directors of American Beacon Advisors, Inc., Direct General Corporation, EverBank Financial Corp., ProSight Specialty Insurance Holdings, Inc., and American Airlines Group and on the board of overseers of the University of Pennsylvania Law School. Mr. Schifter is also a member of the board of directors of Youth, I.N.C. (Improving Non-Profits for Children). Mr. Schifter received a B.A. with distinction from George Washington University and a J.D. cum laude from the University of Pennsylvania Law School in 1978. Mr. Schifter's pertinent experience, qualifications, attributes, and skills include his:
high level of financial literacy gained through his investment experience as a partner at TPG Capital;
experience on other company boards and board committees and
nearly 15 years of experience as a corporate attorney with an internationally-recognized law firm.