Corporate Governance
Board Committee Composition
= Chairperson
= Member
= Chairman of the Board
Corporate Governance Documents
Title | Documents |
---|---|
Audit Committee Charter |
|
Insider Trading Policy |
|
Nominating and Governance Committee Charter |
|
Compensation and Human Resources Committee Charter |
|
Corporate Governance Guidelines |
|
Recoupment Policy |
|
Equity Ownership Guidelines for Managing Directors |
|
Code of Conduct |
|
On July 19, 2017 the board of directors of LPL Financial Holdings Inc. amended the Code of Conduct to make certain clarifying changes to the applicability of the Code of Ethics of LPL Financial LLC.