Corporate Governance

Board Committee Composition

	Audit Committee	Nominating and Governance Committee	Compensation Committee
Viet D. Dinh		Nominating and Governance Committee
Paulett Eberhart	Audit Committee		Compensation Committee
William F. Glavin, Jr.	Audit Committee
Marco (Mick) W. Hellman		Nominating and Governance Committee
Anne M. Mulcahy		Nominating and Governance Committee	Compensation Committee
James S. Putnam	Audit Committee
James S. Riepe	Audit Committee		Compensation Committee
Richard P. Schifter		Nominating and Governance Committee

= Chairperson = Member = Chairman of the Board

Corporate Governance Documents

Title	Documents
Audit Committee Charter	Add Files Audit Committee Charter 44.8 KB
Insider Trading Policy	Add Files Insider Trading Policy 57.3 KB
Nominating and Governance Committee Charter	Add Files Nominating and Governance Committee Charter 115.6 KB
Compensation and Human Resources Committee Charter	Add Files Compensation and Human Resources Committee Charter 128.1 KB
Corporate Governance Guidelines	Add Files Corporate Governance Guidelines 291.9 KB
Recoupment Policy	Add Files Recoupment Policy 12.2 KB
Equity Ownership Guidelines for Managing Directors	Add Files Equity Ownership Guidelines for Managing Directors 57.7 KB
Code of Conduct	Add Files Code of Conduct 66.7 KB

On July 19, 2017 the board of directors of LPL Financial Holdings Inc. amended the Code of Conduct to make certain clarifying changes to the applicability of the Code of Ethics of LPL Financial LLC.